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Glossary

Book valuation

An estimate of what a broker's trail book would sell for, most often a multiple of annualised trail adjusted for run-off, seasoning, arrears and clawback exposure.

There are two ways to value a trail book and they should land close together. The multiple method takes annualised trail and multiplies it by a market figure, usually between 2.5× and 3.5× in Australia. The discounted cash flow method projects the trail year by year, shrinks it by the expected run-off, and discounts the result back to today at a rate that reflects the risk. A DCF at a 20% run-off and a sensible discount rate produces something close to 3×, which is why the shorthand works.

Both methods depend on the same inputs: the trail actually received (not the lender's gross), the run-off history, how much of the book is inside its clawback window, the lender mix, and arrears. Buyers ask for at least twelve months of commission statements to verify all of it, and many ask for two to four years.

A valuation is only as good as the data behind it. Brokers who reconcile every statement can show a buyer exactly which loans earn what, and that transparency is worth a quarter turn of the multiple on its own.

Worked example

  • Trail received: $6,000 a month, $72,000 annualised
  • Run-off last 12 months: 12% by balance
  • Loans inside clawback window: 8, upfront exposure $22,000
  • Multiple method: $72,000 × 3.0 = $216,000, less a negotiated allowance for the clawback exposure

Further reading

Frequently asked questions

How often should I value my book?

At least annually, and every time you consider changing aggregator, buying another book, or applying for finance secured against the trail. Tracking the value monthly shows whether retention work is moving it.

Can I borrow against a trail book?

Yes, specialist lenders advance against trail income, typically at a lower multiple than a sale price. They apply the same run-off and clawback tests a buyer would.

General information only — not credit advice. Figures are indicative estimates and may not reflect your circumstances. Consider seeking advice from a licensed professional before acting on this information.

Last reviewed 05/09/2026 · Not yet verified against lender material